Team Members

Ben

Futu Trustee CEO

Ben holds a master degree of Business Administration and a bachelor degree of Law. He is an honorary member (TEP) of Society of Trust and Estate Practitioners (STEP) and a qualified international financial planner (CFP). Ben has approximately 30 years of experience in cross-border wealth management and Trust services. He had served as a deputy director of Trust business, head of retail business and product planning department at an international bank, and director of an asset management company under a listed broker. Ben is experienced in family Trust, stock incentive, charitable fund, PE fund, family office structures, etc.

Rachel

Futu Trustee Executive Director (Singapore)

Having over twenty years of experience in the private wealth industry in organisations such as Trust Companies, Private Banks, CPA firms and Family Office, Rachel is a Singapore Chartered Accountant by training, a registered Trust and Estate Practitioner (TEP) with STEP and holds the Association of Chartered Certified Accountants (ACCA) qualification. She is highly familiar with various structures catering to corporate and family needs such as Trust, ESOP, Funds, Companies, Insurance etc.

Jaime

Futu Trustee Director

M.A in Interpretation and Translation from Peking University; B.A. in Journalism and English from Huazhong University of Science and Technology; STEP Affiliate; Former Managing Director at Futu I&E; served hundreds of companies that filed for IPOs in Hong Kong and the US, provided solutions relating to IPO distribution, ESOP trust, ESOP management, option exercise, vesting, etc.

Pinky

Futu Trustee Director

Pinky graduated from the Chinese University of Hong Kong with an LLM Degree and from the City University of Hong Kong with a Bachelor Degree in Finance. She is a Registered Trust and Estate Practitioner (TEP). She began her career in trust industry at a leading independent trust company and has worked in a bank trustee and a multi-family office as well. Pinky has extensive trust experience in family trust, structure planning, immigration and residency planning, as well as Employee Benefit Schemes.

Tina

Futu Trustee Director

Tina graduated from the University of Hong Kong with a master degree of Journalism and a bachelor degree of Media & Communication. She is a Registered Trust and Estate Practitioner (TEP) with over 10 years’ experience in project management and wealth planning. Prior to joining Futu, she worked for international private banks, asset management firms and independent trust company to provide corporates, institutional clients and high-net-worth individuals with solutions for listing issues, EBT and family trust, wealth planning, overseas expansion and fund setup, etc.

Guo Ting

Futu Trustee Director

M.S. in Risk Management from Shanghai University of Finance and Economics; holder of CICPA (Chinese Institute of Certified Public Accountants), CTA (Chinese Tax Accountant), and Legal Professional Qualification Certificate; ANZIIF (Australia and New Zealand Institute of Finance and Insurance) member; Associate Actuary. 10 years of industry experience; worked for prestigious independent trust companies and wealth management institutions; specialize in providing tailor-made solutions relating to overseas wealth planning for high net worth individuals and overseas pre-IPO ESOP trust.

Don

Futu Trustee Vice President

Don graduated from the Lingnan University of Hong Kong with a master degree of Intl' Banking and Finance, as well as a bachelor degree of International Business from The Hong Kong Polytechnic University. He has spent more than 8 years working in financial sector, during which time he worked primarily in retail bank, fund administration and securities firm. Don joined Futu Trustee in 2021 and he is reponsible for providing dedicated support to ESOP business development and client relationship maintenance.

Seisei

Futu Trustee Vice President

Seisei graduated from The Hong Kong Polytechnic University with a master degree in Bilingual Corporate Communication. Before joining in Futu, she worked for a leading Chinese bank and a international corporate service provider in the relationship management role, mainly focusing on Chinese company overseas structure building and foreign company on board. She has experience in serving ultra high net worth individuals and corporate clients.

About Futu Securities

Make investing easier and not alone.

Futu Holdings Limited ('Futu') (Nasdaq: FUTU) is an advanced technology company transforming the investing experience by offering a fully digitized brokerage and wealth management platform. Futu was listed on Nasdaq on March 8, 2019.

Futu and its subsidiaries provide investing services, including stock trading and clearing, margin financing, wealth management, market data and information, and interactive social features for Hong Kong, US, China Connect and Singapore stocks, to individual investors through its proprietary one-stop digital platforms, Futubull and moomoo. By creating a network centered on its users, Futu provides connectivity to users, investors, companies, analysts, media, and key opinion leaders. Futu also provides Employee Stock Ownership Plan (ESOP) solutions and IPO distribution services through its enterprise service brand FUTU I&E.

Futu's subsidiaries hold the licenses issued by the Securities and Futures Commission of Hong Kong (SFC), including the Type 1 License for Dealing in Securities, Type 2 License for Dealing in Futures Contracts, Type 3 License for Leveraged Foreign Exchange Trading, Type 4 License for Advising on Securities, Type 5 License for Advising on Futures Contracts, Type 7 License for Providing Automated Trading Services, Type 9 License for Asset Management. Its subsidiaries hold memberships with the London Stock Exchange ('LSE') and the LSE’s Turquoise platform, securities and derivatives trading membership with Singapore Exchange (SGX).

Futu's US subsidiaries, solely or collectively, are regulated by the United States Securities and Exchange Commission (SEC), and are members of Financial Industry Regulatory Authority, Inc. (FINRA), the Securities Investor Protection Corporation (SIPC), as well as a member of Depository Trust Company (DTC), National Securities Clearing Corporation (NSCC) and the Options Clearing Corporation (OCC).

In Singapore, Futu's subsidiary has received approvals-in-principle for all SGX memberships, and holds the MAS Capital Markets Services (CMS) licence and Exempt Financial Adviser (EFA) status.

In Australia, futu subsidiaries hold Australian Financial Services (AFS) licences under the Australian Securities and Investments Commission (ASIC) scheme.

Futu aims to become an influential financial services platform globally, by adhering to the missions of prioritizing users and user experience, driving high innovation across its product upgrade, and enriching products and services offering that meet the evolving needs of investors, companies, and the industry.

Contact Us

Futu Trustee is committed to providing you with professional and reliable services. If you have any questions, please feel free to contact us.

+852 2301 8999 ext.5606

The licensing information in relation to companies within Futu Group is as follows:

Futu Securities International (Hong Kong) Limited

Holder of 20 licenses and participantship in providing clients with reliable securities trading services.

In Hong Kong, China: Futu HK is a licensed corporation regulated by the Securities and Futures Commission of Hong Kong (CE No. AZT137) and has obtained Type 1 Licence for Dealing in Securities, Type 2 Licence for Dealing in Futures Contracts, Type 3 Licence for Leveraged Foreign Exchange Trading, Type 4 Licence for Advising on Securities, Type 5 Licence for Advising on Futures Contracts, and Type 9 Licence for Asset Management.Futu HK is registered as MPF Intermediary, SEHK Participant, HKSCC Direct Clearing Participant, SEHK China Connect Exchange Participant, HKSCC China Connect Clearing Participant, SEHK Options Trading Exchange Participant, SEOCH Direct Clearing Participant, HKFE Futures Commission Merchant, and HKCC Clearing Participant.

In Europe: Futu HK is a member of London Stock Exchange and Turquoise.

In Singapore: Futu HK is a trading member of Singapore Exchange Securities Trading Limited and Singapore Exchange Derivatives Trading Limited.

Futu Trustee Limited

Holder of Trust or Company Service Provider Licence (Licence No. TC006475).

Futu Lending Limited

Holder of Money Lenders Licence (Licence No. 2034/2021).

Futu Insurance Brokers (Hong Kong) Limited

Holder of Insurance Broker Company Licence (Licence No. FB1783).

Moomoo Financial Inc.

A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 283078/SEC: 8-69739), and a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Futu Clearing Inc.

A broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (CRD: 298769/SEC: 8-70215), a member in good standing of Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), as well as a member of Depository Trust Company (DTC), a member of National Securities Clearing Corporation (NSCC) and the Options Clearing Corporation (OCC).

Futu Wealth Advisors Inc.

An investment advisor registered with and regulated by the U.S. Securities and Exchange Commission (SEC) (CRD: 310790/SEC: 801-119635).

Futu Futures Inc.

A licensed entity registered with the National Futures Association (NFA) (NFA ID: 0523957) and regulated by the National Futures Association (NFA) and the Commodity Futures Trading Commission (CFTC).

Moomoo Financial Singapore Pte. Ltd.

Registered with the Monetary Authority of Singapore (MAS), Futu SG is a Capital Markets Services Licence (Licence No. CMS101000) holder with the Exempt Financial Adviser Status. Futu SG has also received all SGX's memberships. Futu SG has been admitted as Clearing Member of The Central Depository (Pte) Ltd (CDP) , Trading Member of Singapore Exchange Securities Trading Limited (“SGX-ST”), Trading and Clearing Member of Singapore Exchange Derivatives Trading Limited (“SGX-DT”), and Depository Agent of CDP.

Futu Trustee (Singapore) Pte. Ltd.

A Singapore trust company licensed by the Monetary Authority of Singapore to carry on trust business and services (Licence Number: No.TC000074).

Futu Securities (Australia) Ltd

A securities dealer registered with and regulated the Australian Securities and Investments Commission (ASIC). Futu AU holds the Australian Financial Services Licence (Licence No. 224663).

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